Honda Finance is currently recruiting for a Compliance & Risk Manager to join their expanding operation.
As a Compliance & Risk Manager you will be responsible for ensuring that my client is legally compliant with the various regulations and legislation that governs the financial services sector. The Compliance & Risk Manager will take responsibility for their Governance programme and manage the Sarbanes Oxley audit process.
The main responsibilities for this position are to:
Manage disaster recovery and business continuity planning and keep the department plans up to date.
Maintain compliance with the FLA’s lending code throughout the year and complete the annual FLA assessments.
Provide SOx support and liaise with auditors to ensure the client is prepared for their annual SOx audits.
Maintain Corporate Governance compliance and complete the annual self-assessment with management.
Become the CIFAS Fraud Manager and point of contact for CIFAS member enquiries.
Provide Collections with access to bank account checks and Fraud support.
Complete the FSA Compliance returns bi-annually.
Keep the client up to date with changing laws and regulations.
Assist the MLRO in his duties and provide periodic training to associates for Money Laundering compliance.
The successful candidate will ideally demonstrate extensive experience within a retail finance position as well as managing teams.
Suitability for positions will be judged on relevant professional criteria relating to knowledge, skills, attitude and experience and there will be no discrimination on any other grounds.